These are examples of issues that should be reported to a Compliance Department: suspected fraud, waste, and abuse (FWA); potential health privacy violation; and unethical behavior/employee misconduct.
A worker who makes sure a company or agency complies with legal and regulatory obligations is known as an ethics and compliance officer. The officer is familiar with the rules and laws that apply to the organization and keeps an eye on goings-on to see if any legalities are broken.
When the organization does not fully adhere to the law, the officer notifies the relevant directors and managers and gives suggestions for improvements that will bring the organization into conformity. The officer also keeps an eye on internal operations to make sure everyone in the company abides by the internal rules and regulations as well as the organization's code of ethics.
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